Tsz Kin Joe Yip
葉子健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin Joe Yip (葉子健), a licensed former licensee with CE reference AXU899. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2022-11-16 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-28 | 2021-09-23 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-28 | 2021-09-23 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2020-09-28 | 2021-09-23 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-10 | 2016-12-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-05-10 | 2016-12-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2016-04-01 |