Chi Tsang Yip
葉旨崢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Tsang Yip (葉旨崢), a licensed former licensee with CE reference AXU900. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-30 | 2024-10-22 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-04 | 2024-10-22 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-04 | 2024-10-22 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2024-01-04 | 2024-10-22 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-04 | 2024-10-22 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-02 | 2021-07-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-27 | 2021-07-16 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-05 | 2017-12-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-27 | 2017-12-12 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-27 | 2017-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2013-03-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-11 | 2013-03-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-11 | 2013-03-18 |