Chi Chung Ng
吳志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Ng (吳志聰), a licensed Representative with CE reference AXV289. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-05-23 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-05-23 | present |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-12-16 | 2017-04-30 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2016-12-16 | 2017-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2012-09-13 |