Xiangwei Cao
曹湘薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangwei Cao (曹湘薇), a licensed Representative with CE reference AXV946. Currently licensed at 1 firm(s): Welwing Capital Group Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Welwing Capital Group Limited | Rep | Type 9 — Asset management | 2022-04-04 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-02 | 2021-03-16 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-02 | 2021-03-16 |
| Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 |
Rep | Type 9 — Asset management | 2015-10-15 | 2019-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2015-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-08-11 | 2015-04-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-08-11 | 2015-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-08-11 | 2014-04-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-08-11 | 2014-04-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-11 | 2014-04-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-11 | 2014-04-10 |