Ching Hung (SFC:AXX537) Lee
李政鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Hung (SFC:AXX537) Lee (李政鴻), a licensed former licensee with CE reference AXX537. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Posley Asset Management Limited |
Rep | Type 4 — Advising on securities | 2024-02-01 | 2024-10-03 |
| Posley Asset Management Limited |
Rep | Type 9 — Asset management | 2024-02-01 | 2024-10-03 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-01 | 2022-01-04 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-01 | 2022-01-04 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-04-01 | 2022-01-04 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-01 | 2022-01-04 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2017-12-22 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-08 | 2017-12-22 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-08 | 2017-12-22 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-07-08 | 2017-12-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-18 | 2014-04-30 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-19 | 2014-04-30 |