Nga Fong To
杜雅芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Fong To (杜雅芳), a licensed former licensee with CE reference AXX670. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-31 | 2025-12-10 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-31 | 2025-12-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-22 | 2020-08-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-22 | 2020-02-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-08 | 2014-11-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-08 | 2014-11-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2013-01-01 |