Roy Toledano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Toledano ( ), a licensed former licensee with CE reference AXY961. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2021-07-16 | 2023-12-28 |
| Evercore Asia Limited |
RO | Type 4 — Advising on securities | 2021-07-16 | 2023-12-28 |
| Evercore Asia Limited |
RO | Type 6 — Advising on corporate finance | 2021-07-16 | 2023-12-28 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2021-07-16 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2021-07-16 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2016-04-01 | 2021-07-16 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2012-07-30 | 2015-05-31 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2015-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-08-31 | 2012-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-08-31 | 2012-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-08-31 | 2012-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-08-31 | 2012-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-31 | 2012-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-31 | 2012-01-12 |