Zhou Kong
孔舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhou Kong (孔舟), a licensed Responsible Officer with CE reference AXY969. Currently licensed at 1 firm(s): Ocean Arete Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ocean Arete Limited 海德資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-30 | present |
| Ocean Arete Limited 海德資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2020-09-30 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-09 | 2018-05-12 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 9 — Asset management | 2016-08-09 | 2018-05-12 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-27 | 2016-08-09 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-27 | 2016-08-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2013-06-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-30 | 2013-06-21 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-30 | 2013-06-21 |