Ho Yin (SFC:AXZ546) Wong
王浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:AXZ546) Wong (王浩然), a licensed former licensee with CE reference AXZ546. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altive Limited |
RO | Type 1 — Dealing in securities | 2021-11-01 | 2023-02-22 |
| Altive Limited |
RO | Type 4 — Advising on securities | 2020-05-26 | 2025-03-31 |
| Altive Limited |
RO | Type 9 — Asset management | 2020-05-26 | 2025-03-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-14 | 2019-03-25 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-25 | 2019-03-25 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2018-09-28 |