Tao Tong
童韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Tong (童韜), a licensed former licensee with CE reference AYA343. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2021-12-29 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-11-18 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-11-18 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2021-11-18 | 2021-12-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-07 | 2021-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-24 | 2021-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-24 | 2021-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-25 | 2020-02-07 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-20 | 2019-08-16 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2018-02-14 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-10 | 2018-02-14 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-10 | 2017-09-20 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 — Asset management | 2016-11-10 | 2018-02-14 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-27 | 2014-03-14 |