Kwok Dik Chan
陳國迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Dik Chan (陳國迪), a licensed Responsible Officer with CE reference AYF149. Currently licensed at 1 firm(s): Grandview Capital Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandview Capital Group Limited 恒安資本集團有限公司 |
RO | Type 4 — Advising on securities | 2024-07-02 | present |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
RO | Type 9 — Asset management | 2024-07-02 | present |
| Jade Tee Capital Limited |
RO | Type 4 — Advising on securities | 2022-01-17 | 2023-12-19 |
| Jade Tee Capital Limited |
RO | Type 9 — Asset management | 2022-01-17 | 2023-12-19 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-18 | 2022-01-10 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-12 | 2022-01-10 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2019-12-12 | 2022-01-10 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-19 | 2019-12-12 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2019-12-12 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-17 | 2019-10-31 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-17 | 2019-10-31 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2017-07-17 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-14 | 2017-07-17 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2017-05-31 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-14 | 2017-05-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2012-10-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2012-10-19 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2011-12-21 |
| Jimei Futures Limited 集美期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-24 | 2011-12-21 |