Wilfred Wai Chak Yuen
袁瑋澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilfred Wai Chak Yuen (袁瑋澤), a licensed former licensee with CE reference AYF330. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-05 | 2026-03-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-23 | 2022-07-11 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-16 | 2021-12-08 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-16 | 2021-12-08 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-09 | 2021-12-08 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2021-02-10 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2018-03-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-03 | 2015-06-17 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-05 | 2015-02-12 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-11 | 2015-02-12 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 — Asset management | 2013-03-11 | 2015-02-12 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-13 | 2012-11-23 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-10-13 | 2012-11-23 |