da Ling
凌達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da Ling (凌達), a licensed former licensee with CE reference AYG050. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-10 | 2018-12-14 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-08-10 | 2018-12-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-20 | 2012-04-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-20 | 2012-04-18 |