Ka Wai Kam
甘家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Kam (甘家偉), a licensed Representative with CE reference AYH477. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-12 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-12 | 2019-11-20 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-09 | 2019-01-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-24 | 2019-01-18 |