Wenjie Ge
葛文杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjie Ge (葛文杰), a licensed Responsible Officer with CE reference AYI043. Currently licensed at 1 firm(s): HSZ (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-10-31 | present |
| HSZ (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-10-31 | present |
| HSZ (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-10-31 | present |
| HSZ (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-03-07 | 2022-10-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-03-07 | 2022-10-31 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-03-07 | 2022-10-31 |
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2017-10-03 | 2021-04-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-01 | 2013-04-29 |