Kwai Kwong Poon
潘桂光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Kwong Poon (潘桂光), a licensed former licensee with CE reference AYO538. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-06 | 2024-10-09 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-28 | 2024-10-09 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2024-10-09 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2017-07-09 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2017-07-09 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2017-07-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2016-10-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-22 | 2016-10-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-22 | 2016-10-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-05 | 2014-08-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-05 | 2014-08-09 |