Feng Wang
王峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Feng Wang (王峰), a licensed Responsible Officer with CE reference AYO606. Currently licensed at 3 firm(s): CITIC CFI Asset Management Company Limited, CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited 中信信期國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-04 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-29 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-29 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-23 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-06 | 2018-09-05 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-30 | 2018-09-05 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-18 | 2018-09-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-10-25 | 2016-05-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-15 | 2018-09-05 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-20 | 2015-07-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-05 | 2017-02-06 |