Stuart Bruce Rory MacKay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Bruce Rory MacKay, a licensed Representative with CE reference AYR270. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-09-18 | present |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-02-10 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-04-29 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-04-29 |