Yao (SFC:AYR359) He
何堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:AYR359) He (何堯), a licensed former licensee with CE reference AYR359. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 1 — Dealing in securities | 2023-05-25 | 2024-08-09 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 4 — Advising on securities | 2023-05-25 | 2024-08-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-13 | 2018-02-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-13 | 2018-02-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-13 | 2018-02-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-08 | 2017-11-07 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-16 | 2016-10-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-16 | 2016-10-01 |