Chi Ming Hon
韓志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Hon (韓志明), a licensed former licensee with CE reference AYR367. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-05 | 2024-05-07 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-04 | 2019-02-22 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-04 | 2019-02-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2018-10-01 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2018-10-01 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-28 | 2018-10-01 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-08 | 2016-10-12 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-08 | 2016-10-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-19 | 2012-09-01 |