Yiwen Gao
高軼文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen Gao (高軼文), a licensed Representative with CE reference AYS100. Currently licensed at 1 firm(s): CMB International Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-22 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-04 | 2016-04-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-04-29 |