Soryo Lee
李小麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soryo Lee (李小麗), a licensed Representative with CE reference AYS244. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | present |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2021-12-17 | 2023-02-28 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2021-12-17 | 2023-02-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2014-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2014-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2014-03-31 |