Chong Wang
王冲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Wang (王冲), a licensed Responsible Officer with CE reference AYS816. Currently licensed at 1 firm(s): PrideRock Global Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | present |
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | present |
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-14 | 2018-06-30 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-05-15 | 2018-06-30 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-02-06 | 2018-06-30 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-01 | 2016-10-03 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-01 | 2016-10-03 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2012-02-01 | 2016-10-03 |