Sebastien Philippe Roger Cathelin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastien Philippe Roger Cathelin ( ), a licensed former licensee with CE reference AYS876. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-24 | 2021-01-18 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-08 | 2021-01-18 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-08 | 2020-01-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-02 | 2019-07-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-02 | 2019-07-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-02 | 2015-02-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-02 | 2015-02-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2012-04-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2012-04-02 |