Xiaolu Sun
孫肖魯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolu Sun (孫肖魯), a licensed Representative with CE reference AYT327. Currently licensed at 1 firm(s): D. E. Shaw & Co. (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-26 | present |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 — Asset management | 2012-10-19 | 2019-08-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-10 | 2012-02-24 |