Flora Yin Fong Tsang
曾妍芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Flora Yin Fong Tsang (曾妍芳), a licensed former licensee with CE reference AYT790. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pimlico Asset Management Limited 凱因資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-10 | 2025-11-24 |
| Pimlico Asset Management Limited 凱因資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-17 | 2022-11-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-05-29 | 2012-09-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-29 | 2012-09-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-03-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-03-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-03-17 |