Chung Fan Cheng
鄭仲勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Fan Cheng (鄭仲勳), a licensed former licensee with CE reference AYW110. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-09 | 2018-01-26 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-16 | 2017-08-08 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-21 | 2017-08-08 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2016-11-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-30 | 2016-09-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-30 | 2016-09-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-18 | 2012-12-20 |