Tzu Wen Wu
吳子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu Wen Wu (吳子文), a licensed former licensee with CE reference AYW804. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | 2018-06-30 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 — Asset management | 2014-09-04 | 2018-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2014-04-26 |