James Ming Yao Chia
謝名耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ming Yao Chia (謝名耀), a licensed Representative with CE reference AZB028. Currently licensed at 1 firm(s): Athos Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2018-03-19 | present |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2018-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-02-22 | 2012-07-04 |