Wai Lun Sze
施偉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lun Sze (施偉倫), a licensed former licensee with CE reference AZB035. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2023-11-03 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | 2023-11-03 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-11 | 2023-05-03 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
Rep | Type 9 — Asset management | 2023-04-11 | 2023-05-03 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-22 | 2022-09-06 |
| Enhanced Investment Management Limited |
Rep | Type 4 — Advising on securities | 2022-03-22 | 2022-09-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-03 | 2018-06-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-03 | 2020-07-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2017-07-21 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-12 | 2017-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2017-07-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-27 | 2015-03-13 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-02-22 | 2014-06-27 |