Tracie Kathleen Gunion
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracie Kathleen Gunion ( ), a licensed former licensee with CE reference AZB792. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2013-08-15 | 2015-11-28 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2013-08-15 | 2015-11-28 |