Bonnie Wai Nam Lee
李慧楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bonnie Wai Nam Lee (李慧楠), a licensed former licensee with CE reference AZC677. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-10-19 | 2021-07-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-10-19 | 2021-07-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-12-12 | 2021-07-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2013-12-12 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2013-12-12 | 2020-08-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-03-06 | 2012-09-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-03-06 | 2012-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-06 | 2012-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-06 | 2012-09-26 |