Yan Ying Ma
馬銦楹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ying Ma (馬銦楹), a licensed former licensee with CE reference AZD329. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-26 | 2021-09-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-26 | 2021-09-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-07-10 | 2021-09-06 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2019-07-10 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-07-10 | 2021-09-06 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2019-07-10 | 2020-08-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-27 | 2019-05-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-27 | 2019-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-09 | 2012-05-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-09 | 2012-05-05 |