Ka Lee Wong
黃嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lee Wong (黃嘉莉), a licensed former licensee with CE reference AZG056. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-01 | 2021-09-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-22 | 2018-01-22 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-22 | 2018-01-22 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-13 | 2013-07-06 |