Chen Lin
林晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Lin (林晨), a licensed Representative with CE reference AZJ113. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | 2017-09-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2017-09-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-06-06 | 2017-09-22 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-02 | 2014-05-27 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-02 | 2014-05-27 |