Tsz Chun Chan
陳子俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chun Chan (陳子俊), a licensed former licensee with CE reference AZK755. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2023-04-21 | 2024-12-06 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-21 | 2024-12-06 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2023-04-21 | 2024-12-06 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2022-06-17 | 2023-03-22 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-20 | 2023-03-22 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-20 | 2023-03-22 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-19 | 2022-04-30 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2022-04-30 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | 2022-04-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-12 | 2021-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-20 | 2021-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2021-12-31 |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-19 | 2018-02-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-03-21 | 2017-03-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-12 | 2017-03-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-12 | 2017-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-30 | 2014-05-11 |