Kwan Nin Tang
鄧君年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Nin Tang (鄧君年), a licensed Representative with CE reference AZK757. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-25 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-25 | present |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-19 | 2019-04-12 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-14 | 2019-04-12 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-15 | 2019-01-06 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-08 | 2019-01-06 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-09 | 2017-10-10 |