Chi Yan Jane Lau
劉智欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yan Jane Lau (劉智欣), a licensed former licensee with CE reference AZL053. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-28 | 2024-12-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-12 | 2015-07-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-05-15 | 2012-08-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-05-15 | 2012-08-31 |