Yutaka Shimoyama
下山豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yutaka Shimoyama (下山豐), a licensed former licensee with CE reference AZL551. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited |
RO | Type 1 — Dealing in securities | 2012-07-04 | 2015-05-19 |
| SMBC Capital Markets (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2012-07-04 | 2015-05-19 |