SMBC Capital Markets (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SMBC Capital Markets (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AVA667. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2010-07-14.
Registered address
8 Floor, One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-07-14 | 2026-03-18 |
| Type 2 — Dealing in futures contracts | 2010-07-14 | 2026-03-18 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yushi Araki 荒木裕史 | RO 1, 2 | 2017-08 | 2026-03 |
| Velik Alexandre Bellemin | RO 1, 2 Rep 1, 2 | 2021-10 | 2026-03 |
| Takashi Ishihara 石原貴司 | RO 1, 2 | 2015-03 | 2015-11 |
| Norihiko Kawata 河田典彥 | RO 1, 2 | 2017-08 | 2023-06 |
| Yushi Makita | RO 1, 2 Rep 1, 2 | 2023-06 | 2026-03 |
| Akihiko Matsumura | RO 1, 2 | 2010-07 | 2012-05 |
| Yasuhiro Miki 三木康裕 | RO 1, 2 | 2015-07 | 2017-08 |
| Joseph Rondinella | RO 1, 2 | 2010-07 | 2025-04 |
| Anthony John Sewell | RO 1, 2 | 2010-07 | 2020-01 |
| Yutaka Shimoyama 下山豐 | RO 1, 2 | 2012-07 | 2015-05 |
| Jack Jialin Zhao 趙家林 | RO 1, 2 Rep 1, 2 | 2010-07 | 2021-08 |
| Qifang Cai 蔡企放 | Rep 1, 2 | 2023-12 | 2026-03 |
| Adrian Alexander Wong 王一鳴 | Rep 1, 2 | 2012-05 | 2026-03 |
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