Norihiko Kawata
河田典彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norihiko Kawata (河田典彥), a licensed former licensee with CE reference BGP464. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited |
RO | Type 1 — Dealing in securities | 2017-08-14 | 2023-06-26 |
| SMBC Capital Markets (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2017-08-14 | 2023-06-26 |