Tao Lu
盧濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Lu (盧濤), a licensed Representative with CE reference AZP070. Currently licensed at 1 firm(s): Instinet Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-05 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-12-05 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-16 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-07 | 2019-08-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-01 | 2014-06-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-06-01 | 2014-06-20 |