Rui Qin
秦睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Qin (秦睿), a licensed former licensee with CE reference AZQ737. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-03-13 | 2023-08-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2012-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2012-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-06-18 | 2012-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-06-18 | 2012-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2012-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2012-09-11 |