Alex Healey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Healey ( ), a licensed former licensee with CE reference AZS255. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2018-05-03 | 2019-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2018-05-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-01-13 | 2019-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-01-13 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2015-01-13 | 2016-12-18 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2014-12-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2014-12-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-12-10 | 2014-12-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-25 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-25 | 2012-12-09 |