Ying Mao Andrew Ma
馬英武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Mao Andrew Ma (馬英武), a licensed Responsible Officer with CE reference AZT117. Currently licensed at 1 firm(s): Excel Shining Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | present |
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-05 | 2020-02-13 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-05 | 2020-02-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-06 | 2017-10-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2012-07-06 | 2017-10-31 |