Hon Ming Stanley Chau
周漢銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Ming Stanley Chau (周漢銘), a licensed former licensee with CE reference AZT709. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2013-07-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-19 | 2013-07-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-19 | 2013-07-23 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2012-09-26 |