Ka Yin Yiu
姚家燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Yiu (姚家燕), a licensed former licensee with CE reference AZV597. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-14 | 2022-07-08 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-14 | 2022-07-08 |
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2014-06-19 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2014-04-12 |