Yi Chun Lu
盧奕均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chun Lu (盧奕均), a licensed Representative with CE reference AZX329. Currently licensed at 1 firm(s): Maxcess Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-12 | present |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-12 | present |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2022-10-12 | 2023-11-28 |
| New Vision Capital Partners Limited 新視資本有限公司 |
RO | Type 4 — Advising on securities | 2022-03-08 | 2022-07-06 |
| New Vision Capital Partners Limited 新視資本有限公司 |
RO | Type 9 — Asset management | 2022-03-08 | 2022-07-06 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2018-09-17 | 2021-12-31 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-17 | 2021-12-31 |
| Golden K2 Securities Limited | Rep | Type 6 — Advising on corporate finance | 2018-09-17 | 2021-06-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2018-09-17 | 2021-12-31 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-15 | 2016-09-20 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-15 | 2016-09-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-17 | 2013-05-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-16 | 2013-05-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-16 | 2013-05-11 |