Lauren Kwak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lauren Kwak ( ), a licensed former licensee with CE reference AZY230. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-03 | 2018-08-31 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-08-03 | 2018-08-31 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-11 | 2017-08-03 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2017-08-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2015-04-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-23 | 2015-04-17 |