Ye Cao
曹野
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Cao (曹野), a licensed former licensee with CE reference AZY493. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB PE Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-22 | 2023-08-31 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-08-07 | 2022-03-22 |
| RRJ Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2019-06-20 |
| RRJ Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2015-03-10 | 2019-06-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2013-10-01 |